Which one of the following actions will not help to ensure the fair treatment of brokerage firm clients when a new investment recommendation is made?
A. Minimize elapsed time between the decision and the dissemination of a recommendation.
B. Limit the number of people in the firm who are aware in advance that a recommendation is to be disseminated.
C. Distribute recommendations to institutional clients prior to individual accounts.
D. Monitor the trading activities of firm personnel.
Which one of the following actions will not help to ensure the fair treatment of brokerage firm clients when a new inves
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Which one of the following actions will not help to ensure the fair treatment of brokerage firm clients when a new inves
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