1. The securities industry in Hong Kong is supervised by the Securities & Futures Commission (SFC) while the banks are s

Business, Finance, Economics, Accounting, Operations Management, Computer Science, Electrical Engineering, Mechanical Engineering, Civil Engineering, Chemical Engineering, Algebra, Precalculus, Statistics and Probabilty, Advanced Math, Physics, Chemistry, Biology, Nursing, Psychology, Certifications, Tests, Prep, and more.
Post Reply
answerhappygod
Site Admin
Posts: 899603
Joined: Mon Aug 02, 2021 8:13 am

1. The securities industry in Hong Kong is supervised by the Securities & Futures Commission (SFC) while the banks are s

Post by answerhappygod »

1 The Securities Industry In Hong Kong Is Supervised By The Securities Futures Commission Sfc While The Banks Are S 1
1 The Securities Industry In Hong Kong Is Supervised By The Securities Futures Commission Sfc While The Banks Are S 1 (40.24 KiB) Viewed 85 times
1. The securities industry in Hong Kong is supervised by the Securities & Futures Commission (SFC) while the banks are supervised by the Hong Kong Monetary Authority (HKMA). However, banks also engage in securities business to generate fee incomes and interest incomes. What are the potential problem(s) you may find under this situation? What are the measures that may be appropriate to solve the problem(s)?
Join a community of subject matter experts. Register for FREE to view solutions, replies, and use search function. Request answer by replying!
Top
Post Reply

Return to “Archived Questions & Answers”