To encourage fair dealing among clients, CFA Institute members should: A. limit the number of people who are privy to th
Posted: Thu Apr 28, 2022 1:28 pm
To encourage fair dealing among clients, CFA Institute members
should:
A. limit the number of people who are privy to the fact that a
recommendation is going to be disseminated to clients.
B. increase the amount of time that elapses between the decision
to make an investment recommendation and the time the actual
recommendation is disseminated to clients.
C. adopt procedures for disseminating trade recommendations on a
case-by-case basis and disclose them to affected clients.
should:
A. limit the number of people who are privy to the fact that a
recommendation is going to be disseminated to clients.
B. increase the amount of time that elapses between the decision
to make an investment recommendation and the time the actual
recommendation is disseminated to clients.
C. adopt procedures for disseminating trade recommendations on a
case-by-case basis and disclose them to affected clients.