What is the appropriate action to take when reporting suspicious activities in accordance with legal and regulatory requ
Posted: Wed Feb 05, 2025 11:08 am
Discuss the suspicious activity with the customer to get more information.
Report the suspicious activity to the AML compliance officer to file a Suspicious Activity Report (SAR).
Ignore the suspicious activity if it seems minor.
Handle the investigation personally to ensure accuracy.
Report the suspicious activity to the AML compliance officer to file a Suspicious Activity Report (SAR).
Ignore the suspicious activity if it seems minor.
Handle the investigation personally to ensure accuracy.