If the senior members of an investment advisory firm are unwilling to disseminate negative information about a firm, the
Posted: Sun Aug 07, 2022 5:58 pm
If the senior members of an investment advisory firm are unwilling to disseminate negative information about a firm, the advisory should
A. none of these answers.
B. refrain from making an investment recommendation citing proprietary reasons.
C. disseminate only factual information about the firm and refrain from making any research comments.
D. release the report without the negative information.
A. none of these answers.
B. refrain from making an investment recommendation citing proprietary reasons.
C. disseminate only factual information about the firm and refrain from making any research comments.
D. release the report without the negative information.