Regarding Standard III (A), which of the following is true?
Posted: Sun Aug 07, 2022 5:58 pm
Regarding Standard III (A), which of the following is true?
A. If the employer has publicly acknowledged, in writing, adoption of AIMR's Code and Standards as part of its firm policies, then the member need not give formal written notification.
B. A member does not have to notify the supervisor, if the supervisor is a CFA charterholder.
C. Notification must be given to the chief operating officer (or equivalent), orally or in writing.
D. Notification must always be given, orally or in writing. E. None of these answers is true.
A. If the employer has publicly acknowledged, in writing, adoption of AIMR's Code and Standards as part of its firm policies, then the member need not give formal written notification.
B. A member does not have to notify the supervisor, if the supervisor is a CFA charterholder.
C. Notification must be given to the chief operating officer (or equivalent), orally or in writing.
D. Notification must always be given, orally or in writing. E. None of these answers is true.