Which of the following statements is NOT true relating to Standard IV (B.3) - Fair Dealing?
Posted: Sun Aug 07, 2022 5:58 pm
Which of the following statements is NOT true relating to Standard IV (B.3) - Fair Dealing?
A. This standard covers the conduct of two groups: those who prepare recommendations and those who take investment action.
B. Members shall deal equally and objectively with all clients.
C. Only through the fair treatment of all parties can the investment management profession maintain the confidence of the investing public.
D. None of these answers. E. This standard covers investment action such as general purchases, new issues, or secondary offerings.
A. This standard covers the conduct of two groups: those who prepare recommendations and those who take investment action.
B. Members shall deal equally and objectively with all clients.
C. Only through the fair treatment of all parties can the investment management profession maintain the confidence of the investing public.
D. None of these answers. E. This standard covers investment action such as general purchases, new issues, or secondary offerings.