John Cochrun is a reputed money manager who is also an AIMR member. John recently discovered that some employees at the
Posted: Sun Aug 07, 2022 5:57 pm
John Cochrun is a reputed money manager who is also an AIMR member. John recently discovered that some employees at the firm where he is employed have been engaging in some questionable activity which could very well be construed as insider trading by the SEC. John, however, does not think the activity is egregious enough to be reported to the SEC. In any case, he does not want to be known as "the rat who blew the whistle." By not reporting the criminal activity,John has:
A. has not violated the AIMR code.
B. violated the AIMR code, Standard I (B) - Fundamental Responsibilities.
C. violated the AIMR code, Standard III (C) - Disclosure of Conflicts to the Employer.
D. violated the AIMR code, Standard III (B) - Duty to the Employer.
A. has not violated the AIMR code.
B. violated the AIMR code, Standard I (B) - Fundamental Responsibilities.
C. violated the AIMR code, Standard III (C) - Disclosure of Conflicts to the Employer.
D. violated the AIMR code, Standard III (B) - Duty to the Employer.