When complying with Standard IV (B.3) - Fair Dealing, a change of recommendation from "sell" to "buy" is considered:
Posted: Sun Aug 07, 2022 5:57 pm
When complying with Standard IV (B.3) - Fair Dealing, a change of recommendation from "sell" to "buy" is considered:
A. none of these answers.
B. material only if so specified prior to the recommendation by the client.
C. not material.
D. material only if so specified prior to the recommendation by the investment manager. E. generally material.
A. none of these answers.
B. material only if so specified prior to the recommendation by the client.
C. not material.
D. material only if so specified prior to the recommendation by the investment manager. E. generally material.