Standard V (A), Prohibition against Use of Material Nonpublic Information applies to
Posted: Sun Aug 07, 2022 5:57 pm
Standard V (A), Prohibition against Use of Material Nonpublic Information applies to
A. all members of the investment community.
B. recipients of information who are not directly or indirectly associated with the firm the material nonpublic information is about.
C. recipients of information who are directly or indirectly associated with the firm the material nonpublic information is about.
D. none of these answers.
A. all members of the investment community.
B. recipients of information who are not directly or indirectly associated with the firm the material nonpublic information is about.
C. recipients of information who are directly or indirectly associated with the firm the material nonpublic information is about.
D. none of these answers.