What might limit a compliance officer's ability to respond to a foreign law enforcement official's request to provide in
Posted: Thu Jul 21, 2022 9:00 pm
What might limit a compliance officer's ability to respond to a foreign law enforcement official's request to provide information with regard to an anti-money laundering investigation?
A. Privacy and data protection laws in the compliance officer's country
B. Whether there is a mutual legal assistance treaty between the countries of the compliance officer and the law enforcement official
C. Whether the request has been processed by the foreign law enforcement official's embassy in the compliance officer's country
D. Anti-money laundering laws that require the confidential treatment of Suspicious Transaction Reports in the law enforcement official's country
A. Privacy and data protection laws in the compliance officer's country
B. Whether there is a mutual legal assistance treaty between the countries of the compliance officer and the law enforcement official
C. Whether the request has been processed by the foreign law enforcement official's embassy in the compliance officer's country
D. Anti-money laundering laws that require the confidential treatment of Suspicious Transaction Reports in the law enforcement official's country