Syed Muhammad is the president of an investment management firm. The promotional material for the firm, created by the f
Posted: Sun Apr 17, 2022 7:04 pm
Syed Muhammad is the president of an investment management firm.
The promotional material for the firm, created by the firm’s
marketing department, incorrectly claims that Muhammad has an
advanced degree in finance from a prestigious business school in
addition to the CFA designation. Although Muhammad attended the
school for a short period of time, he did not receive a degree.
Over the years, Muhammad and others in the firm have distributed
this material to numerous prospective clients and consultants.
Discuss any potential violation of Standards of Professional
Conduct in this case.
The promotional material for the firm, created by the firm’s
marketing department, incorrectly claims that Muhammad has an
advanced degree in finance from a prestigious business school in
addition to the CFA designation. Although Muhammad attended the
school for a short period of time, he did not receive a degree.
Over the years, Muhammad and others in the firm have distributed
this material to numerous prospective clients and consultants.
Discuss any potential violation of Standards of Professional
Conduct in this case.