Under the Securities Exchange Act of 1934, the Securities and Exchnage Commissionis responsible for allof the following
Posted: Thu May 19, 2022 12:37 pm
Under the Securities Exchange Act of 1934, the Securities and Exchnage Commissionis responsible for allof the following ectivities EXCEPT O prosecuting criminal violations of Federal Securities investing securities fraud regulating the activities of securities brokers requiring disclosure of facts concerning offerings of securities listed on national securities exchange,