Page 1 of 1
a) Explain what soft dollar credits (or soft dollars) are according to “Code of Conduct for Persons Licensed by or Regis
Posted: Thu May 19, 2022 11:19 am
by answerhappygod
- A Explain What Soft Dollar Credits Or Soft Dollars Are According To Code Of Conduct For Persons Licensed By Or Regis 1 (30.4 KiB) Viewed 59 times
a) Explain what soft dollar credits (or soft dollars) are according to “Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission” [3 marks] 4 of 10 b) State which CFA Institute Standard(s) of Professional Conduct that this case may involve. Explain in detail. [3 marks]