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88 Claude was recently registered as a dealing representative of a mutual fund dealer. He asks you about the basis on wh
Posted: Tue Nov 16, 2021 8:03 am
by answerhappygod
- 88 Claude Was Recently Registered As A Dealing Representative Of A Mutual Fund Dealer He Asks You About The Basis On Wh 1 (23.01 KiB) Viewed 98 times
88 Claude was recently registered as a dealing representative of a mutual fund dealer. He asks you about the basis on which trailer fees are based. What would you tell Claude about trailer fees? Oa Ob) Oc) Od) They are based on the dealer's sales for the year. They are based on the dealer's assets under administration. They are based on the dealer's redemptions for the year. They are only paid on funds held in fee-based accounts.