Answer Happy

12 Oa) Oы) Oc) Od) Which of the following four mutual fund dealing representatives has satisfied the know Your Product (KYP) requirement? Celeste, who accepted a purchase order for a fund she was not familiar with but that her client had researched Trudy, who learned the key features, risks, and costs associated with a new fund offered at her dealer Bernard, who is not familiar with this new fund but is knowledgeable about similar funds. lain, who relles only on the information sheet provided by his dealer listing various appropriate customer profiles