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1. The securities industry in Hong Kong is supervised by the Securities & Futures Commission (SFC) while the banks are s
Posted: Tue Nov 16, 2021 7:47 am
by answerhappygod
- 1 The Securities Industry In Hong Kong Is Supervised By The Securities Futures Commission Sfc While The Banks Are S 1 (40.24 KiB) Viewed 86 times
1. The securities industry in Hong Kong is supervised by the Securities & Futures Commission (SFC) while the banks are supervised by the Hong Kong Monetary Authority (HKMA). However, banks also engage in securities business to generate fee incomes and interest incomes. What are the potential problem(s) you may find under this situation? What are the measures that may be appropriate to solve the problem(s)?